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Banking Rule Book
Text applicable on 7 Oct 2026Consolidated version of 1 Jan 2023In forceUpcoming changefrom 1 Jan 2027Unofficial text · authentic on EBA (PDF) (opens in a new tab)

GL-SREP paragraph 32 — as applicable on 7 Oct 2026 (version of 1 Jan 2023)

Upcoming changeThis provision is amended or removed from 1 Jan 2027.View that version

2.1.5

Dialogue with institutions, application of supervisory measures and communicating findings

29.

Following the minimum engagement model, as specified in Section 2.4, competent authorities should engage in dialogue with institutions to assess individual SREP elements, as provided in the element-specific titles.

30.

Based on the overall SREP assessment and building on assessments of the individual SREP elements, competent authorities should take supervisory measures as specified in Title 10. Supervisory measures in these guidelines are grouped as follows:

a.

capital measures;

b.

liquidity measures; and

c.

other supervisory measures (including early intervention measures).

31.

Where findings from the monitoring of key indicators, assessment of SREP elements or any other supervisory activity necessitate the application of supervisory measures to address immediate concerns, competent authorities should not wait for the completion of the assessment of all SREP elements and update of the overall SREP assessment, but decide on the measures required to rectify the situation assessed, and then proceed with updating the overall SREP assessment.

32.

Competent authorities should also engage in dialogue based on the outcomes of the overall SREP assessment, alongside associated supervisory measures, and inform the institution at the end of the process about supervisory measures with which it is obliged to comply as outlined in Section 2.4.