Subject matter

This Directive lays down rules for supplementary supervision of regulated entities which have obtained an authorisation in accordance with Article 6 (opens EUR-Lex in a new tab) of Directive 73/239/EEC (opens EUR-Lex in a new tab), Article 4 (opens EUR-Lex in a new tab) of Directive 2002/83/EC (opens EUR-Lex in a new tab) (⁽¹⁾), Article 5 (opens EUR-Lex in a new tab) of Directive 2004/39/EC (opens EUR-Lex in a new tab) (⁽²⁾), Article 3 (opens EUR-Lex in a new tab) of Directive 2005/68/EC (opens EUR-Lex in a new tab) (⁽³⁾), Article 6 (opens EUR-Lex in a new tab) of Directive 2006/48/EC (opens EUR-Lex in a new tab) (⁽⁴⁾), Article 5 (opens EUR-Lex in a new tab) of Directive 2009/65/EC (opens EUR-Lex in a new tab) (⁽⁵⁾), Article 14 (opens EUR-Lex in a new tab) of Directive 2009/138/EC (opens EUR-Lex in a new tab) (⁽⁶⁾) or Articles 6 (opens EUR-Lex in a new tab) to 11 (opens EUR-Lex in a new tab) of Directive 2011/61/EU (opens EUR-Lex in a new tab) (⁽⁷⁾), and which are part of a financial conglomerate.

This Directive also amends the relevant sectoral rules which apply to entities regulated by those Directives.